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ADO Properties S.A.: Veröffentlichung gemäß § 40 Abs. 1 WpHG mit dem Ziel der europaweiten Verbreitung
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DGAP Stimmrechtsmitteilung: ADO Properties S.A.
ADO Properties S.A.: Veröffentlichung gemäß § 40 Abs. 1 WpHG mit dem Ziel
der europaweiten Verbreitung
06.07.2020 / 21:29
Veröffentlichung einer Stimmrechtsmitteilung übermittelt durch DGAP - ein
Service der EQS Group AG.
Für den Inhalt der Mitteilung ist der Emittent / Herausgeber verantwortlich.
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ANNEX A: Standard form for notification of major holdings
Form to be used for the purposes of notifying a change in major
holdings pursuant to the amended law and Grand-ducal Regulation of 11
January 2008 on transparency requirements for issuers (referred to as
'the Transparency Law' and 'the Transparency Regulation')
NOTIFICATION OF MAJOR
HOLDINGS (to be sent to
the relevant issuer and to
the CSSF)i
1. Identity of the issuer
or the underlying issuer
of existing shares to
which voting rights are
attachedii:
ADO Properties S.A. 1B
Heienhaff, L-1736
Senningerberg, Luxembourg;
LEI: 391200OYYFJ3DWAMEC69
2. Reason for the
notification (please tick
the appropriate box or
boxes): X An acquisition
or disposal of voting
rights An acquisition or
disposal of financial
instruments An event
changing the breakdown of
voting rights Other
(please specify)iii:
3. Details of person
subject to the
notification obligationiv:
Name: ADO Properties SA; City and
Senningerberg, Luxembourg country of
registered
office (if
applicable):
4. Full name of
shareholder(s) (if
different from 3.)v:
ADO Group Limited
5. Date on which the 06/07/2020
threshold was crossed or
reachedvi:
6. Total positions of
person(s) subject to the
notification obligation:
% of voting % of Total Total
rights voting of number of
attached to rights both voting
shares through in % rights of
(total of financial (7.A issuervii
7.A) instru- +
ments 7.B)
(total of
7.B.1 +
7.B.2)
Resulting situation on the 0 % % 0 % 73,966,539
date on which threshold
was crossed or reached
Position of previous 19.86 % % 19.86
notification (if %
applicable)
7. Notified details of the
resulting situation on the
date on which the threshold
was crossed or reachedviii:
A: Voting rights attached to
shares
Class/type of shares ISIN Num- % of
code (if possible) ber voting
of rights
vo-
ting
right-
six
Direct (Art. 8 of the Indi- Direct Indirect
Transparency Law) rect (Art. 8 (Art. 9 of
(Art. of the the
9 of Transpa- Transparen-
the rency cy Law)
Trans- Law)
paren-
cy
Law)
LU1250154413 0 % 0
%
% %
% %
0-
%
SUBTOTAL A (Direct & 0
Indirect)
B 1: Financial Instruments
according to Art. 12(1)(a)
of the Transparency Law
Type of financial instrument Expi- Exerci- Number of %
rati- se/ voting o-
on Conversi- rights f
datex on that may v-
Periodxi be o-
acquired t-
if the i-
instrument n-
is g
exercised/ r-
converted. i-
g-
h-
t-
s
%
%
%
SUBTOTAL %
B.1
B 2: Financial Instruments
with similar economic effect
according to Art. 12(1)(b)
of the Transparency Law
Type of financial instrument Expi- Exerci- Physical N- % of
rati- se/ or cash u- voting
on Conversi- settlement- m- rights
datex on xii b-
Periodxi e-
r
o-
f
v-
o-
t-
i-
n-
g
r-
i-
g-
h-
t-
s
%
%
%
SUBTOTAL %
B.2
8. Information in relation
to the person subject to the
notification obligation:
(please tick the applicable
box) Person subject to the
notification obligation is
not controlled by any
natural person or legal
entity and does not control
any other undertaking(s)
holding directly or
indirectly an interest in
the (underlying) issuer.xiii
X Full chain of controlled
undertakings through which
the voting rights and/or the
financial instruments are
effectively held starting
with the ultimate
controlling natural person
or legal entityxiv (please
provide a separate
organisational chart in case
of a complex structure):
N Na- % of % of T- Directly
mexv voting voting o- control-
rights rights t- led by
held by through a- (use
ultimate financial l number(s)
control- instru- o- from 1st
ling ments held f column)
person by b-
or ultimate o-
entity control- t-
or held ling h
directly person or
by any entity or
subsidia- held
ry if it directly
equals by any
or is subsidiary
higher if it
than the equals or
notifia- is higher
ble than the
thres- notifiable
hold threshold
1 ADO 0 % % 0
Pro- %
per-
ties
S.A.
2 ADLER 0 % % 0 1
Real %
Estat-
e AG
3 ADO 0 % % 0 2
Group %
Ltd.
% % %
% % %
9. In case of proxy voting:
The proxy holder named will
cease to hold w % and number
of voting rights as of .
10. Additional
informationxvi:
ADO Properties SA holds more
than 90% of the share
capital of ADLER Real Estate
AG. ADLER Real Estate AG
holds 100% of the shares of
ADO Group Ltd which in turn
held 19.86% of the shares of
ADO Properties S.A. up until
this date. For the avoidance
of doubt, the shares that
ADO Properties SA indirectly
held in itself up until this
date were not to be
considered 'own shares'
because it did not hold
shares in itself through a
direct subsidiary (as per
Art. 420-23 (1) of the 10
August 1915 law on
commercial companies, as
amended) but through an
indirect subsidiary (as per
Art. 420-23(2) of the 10
August 1915 law on
commercial companis, as
amended).
Done at Luxembourg On 06/07/2020
Notes
i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.
ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity).
iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in Article 9 (b) to (h) of the Transparency Law;
or (c) the holder of financial instruments referred to in Article 12(1) of
the Transparency Law.
As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties,
entering or exiting of acting in concert by a single party) the standard
form does not provide for a specific method how to notify cases of acting in
concert.
In relation to the transactions referred to in points (b) to (h) of Article
9 of the Transparency Law, the following list is provided as indication of
the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 9 of that Law, the
natural person or legal entity that acquires the voting rights and is
entitled to exercise them under the agreement and the natural person or
legal entity who is transferring temporarily for consideration the voting
rights;
- in the circumstances foreseen in letter (c) of Article 9 of that Law, the
natural person or legal entity holding the collateral, provided the person
or entity controls the voting rights and declares its intention of
exercising them, and natural person or legal entity lodging the collateral
under these conditions;
- in the circumstances foreseen in letter (d) of Article 9 of that Law, the
natural person or legal entity who has a life interest in shares if that
person or entity is entitled to exercise the voting rights attached to the
shares and the natural person or legal entity who is disposing of the voting
rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 9 of that Law, the
controlling natural person or legal entity and, provided it has a
notification duty at an individual level under Article 8, under letters (a)
to (d) of Article 9 of that Law or under a combination of any of those
situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 9 of that Law, the
deposit taker of the shares, if he can exercise the voting rights attached
to the shares deposited with him at his discretion, and the depositor of the
shares allowing the deposit taker to exercise the voting rights at his
discretion;
- in the circumstances foreseen in letter (g) of Article 9 of that Law, the
natural person or legal entity that controls the voting rights;
- in the circumstances foreseen in letter (h) of Article 9 of that Law, the
proxy holder, if he can exercise the voting rights at his discretion, and
the shareholder who has given his proxy to the proxy holder allowing the
latter to exercise the voting rights at his discretion (e.g. management
companies).
v Applicable in the cases provided for in Article 9 (b) to (h) of the
Transparency Law. This should be the full name of the shareholder who is the
counterparty to the natural person or legal entity referred to in Article 9
of that Law unless the percentage of voting rights held by the shareholder
is lower than the 5% threshold for the disclosure of voting rights holdings
(e.g. identification of funds managed by management companies).
vi The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered
the notification obligation. For passive crossings, the date when the
corporate event took effect.
vii The total number of voting rights shall be composed of all the shares,
including depository receipts representing shares, to which voting rights
are attached even if the exercise thereof is suspended.
viii If the holding has fallen below the 5% threshold, please note that it
is not necessary to disclose the extent of the holding, only that the new
holding is below that threshold.
ix In case of combined holdings of shares with voting rights attached
'direct holding' and voting rights 'indirect holding', please split the
voting rights number and percentage into the direct and indirect columns -
if there is no combined holdings, please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e. the date when
right to acquire shares ends.
xi If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from [date].
xii In case of cash settled instruments the number and percentages of voting
rights is to be presented on a delta-adjusted basis (Article 12(2) of the
Transparency Law).
xiii If the person subject to the notification obligation is either
controlled and/or does control another undertaking then the second option
applies.
xiv The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity also has to be presented in the
cases in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only then the
market always gets the full picture of the group holdings. In case of
multiple chains through which the voting rights and/or financial instruments
are effectively held the chains have to be presented chain by chain leaving
a row free between different chains (e.g.: A, B, C, free row, A, B, D, free
row, A, E, F etc.). Numbers shall be attributed to all persons or entities
within the group in column 1 in order to allow a clear indication of the
control structure in column 6. The names of all undertakings of the control
chain shall be provided in column 2, even if the number of the directly held
voting rights and/or financial instruments is not equal or higher than the
notifiable threshold. Columns 3 & 4 shall indicate the holdings of those
persons or entities directly holding the voting rights and/or financial
instruments if the holding is equal or higher than the notifiable threshold.
xv The names of controlled undertakings through which the voting rights
and/or financial instruments are effectively held have to be presented
irrespectively whether the controlled undertakings cross or reach the lowest
applicable threshold themselves.
xvi Example: Correction of a previous notification.
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06.07.2020 Die DGAP Distributionsservices umfassen gesetzliche
Meldepflichten, Corporate News/Finanznachrichten und Pressemitteilungen.
Medienarchiv unter http://www.dgap.de
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Sprache: Deutsch
Unternehmen: ADO Properties S.A.
1B Heienhaff
1736 Senningerberg
Luxemburg
Internet: www.ado.properties
Ende der Mitteilung DGAP News-Service
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1087499 06.07.2020
°
Quelle: dpa-AFX
